In a recent post, Learning from Surgical Failure, I presented Codman's argument that in order to improve our own, personal outcomes for our surgical procedures each of us need to follow each of our patients long enough to learn whether the treatment was a success or not, and, if not, to ask why not? This argument is especially relevant to younger patients who have many years to live with adverse outcomes of surgery should they occur. As an example, I saw a 40 year old patient recently who was requesting a ream and run for complications of a surgery he had 25 years ago. Here are the films we obtained.
Apparently when the patient developed postoperative pain and stiffness and a grinding sensation in his shoulder, he was treated with physical therapy, a second procedure to drive the anchors in deeper, and then a series of cortisone injections. I don't know if his prior surgeon is aware of the patient's current condition (essentially no glenohumeral motion) so that he could learn from this adverse outcome.
Young patients with shoulder arthritis are not only more active and live longer than their older counterparts, but the distribution of their diagnoses is different as shown by the authors of Comparison of Patients Undergoing Primary Shoulder Arthroplasty Before and After the Age of Fifty. Only 21% of the younger patients had primary degenerative joint disease, whereas 66% of the older patients had that diagnosis.


The authors of Complication Rates after Shoulder Arthroplasty in Patients Ages 45 and Younger point out that while shoulder arthroplasty can be effective for reducing pain and improving shoulder function, younger patients with arthritis appear to have a very high risk of arthroplasty failure and revision. They evaluated the minimum two-year complication rates for 70 patients aged 45 years and younger having anatomic total shoulder arthroplasty (TSA n=35), hemiarthroplasty (HA n=30), and reverse total shoulder arthroplasty (RTSA n=5).
One out of every five patients had a complication and one out of every seven had a reoperation. TSA patients had a 29% complication rate with infection being the most frequent issue. RTSA patients had a complication rate of 20%. HA patients had a complication rate of 7%. These data need to be interpreted with caution because (1) the number of patients in this study was small and (2) the inclusion criterion was 2 or more years of followup; 2 years is a small percentage of the remaining lifetime of 45 year old patients that have many more years to experience complications of the arthroplasty.
Because "the surgeon is the method", we would like to know the relationship of the surgeon to complications and re-operations in multi-surgeon studies. In the words of Kahneman, we would like to assess the system noise in surgical outcome attributable to the individual surgeon.
To accomplish this goal, we'd need to explore the relationship of the number and type of complications to the individual surgeon performing the procedures, controlling for variables including patient demographics, diagnosis, and type of arthroplasty. This would require a multivariable analysis that would include perhaps thousands of patients.
A metric that is important to the interpretation of studies of this type is the PPPI - the percentage of patients included from those potentially included - i.e. of all the young patients with arthritis having arthroplasty performed by each participating surgeon two or more years ago, what percent were included in this study? Only with this number can the reader assess the "loss of followup" bias for each surgeon. Unfortunately, this metric can only be determined in prospective studies and not in retrospective studies such as this one.
In order to understand the importance of the individual surgeon to the rate of complication, we'd like to know the answer to questions such as
(1) among the patients included for each surgeon, what was the distribution of diagnoses (what was the diagnosis mix for each of the diagnoses included in this study: primary osteoarthritis, capsulorrhaphy arthropathy, avascular necrosis, post-traumatic arthritis, inflammatory arthropathy, fracture, cuff tear arthropathy, tumor)?
(2) among the patients included for each surgeon, what was the complication rate for each of the three types of arthroplasty (TSA, RSA, and HA)?
With analyses such as these we can get closer to identifying the factors associated with the unacceptably high complication rate for shoulder arthroplasty in young patients: what is the relative importance of the surgeon, the patient, the diagnosis, the procedure or other factors? Such an approach holds promise for learning why so many arthroplasty complications occur in young patients and how we might prevent these adverse outcomes in the future.
Caring for the young
White headed woodpecker
Leavenworth, Washington
June 2022
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Here are some videos that are of shoulder interest
Shoulder arthritis - what you need to know (see this link).
How to x-ray the shoulder (see this link).
The ream and run procedure (see this link).
The total shoulder arthroplasty (see this link).
The cuff tear arthropathy arthroplasty (see this link).
The reverse total shoulder arthroplasty (see this link).
The smooth and move procedure for irreparable rotator cuff tears (see this link)
Shoulder rehabilitation exercises (see this link).